1. S&P ICMBS
Serial Number: 85341157
Owner: (REGISTRANT) Standard & Poor's Financial Services LLC LIMITED LIABILITY COMPANY DELAWARE 55 Water Street New York NEW YORK 10041
Filed on: 06/08/2011
2. S&P RISK CONTROL INDICES
Serial Number: 85360051
Owner: (APPLICANT) Standard & Poor's Financial Services LLC LIMITED LIABILITY COMPANY DELAWARE 55 Water Street New York NEW YORK 10041
Filed on: 06/29/2011
3. S&P SGMI
Serial Number: 85394890
Owner: (REGISTRANT) Standard & Poor's Financial Services LLC LIMITED LIABILITY COMPANY DELAWARE 55 Water Street New York NEW YORK 10041
Filed on: 08/10/2011
4. THE POWER OF A FIRM COMMITMENT
Serial Number: 85449473
Owner: (REGISTRANT) Focused Wealth Management, Inc. CORPORATION NEW YORK 216 Route 299 Highland NEW YORK 12528
Filed on: 10/18/2011
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